If the Securities and Exchange Commission doesn’t back off its “check-the-box” style of rule ... has long advocated that the SEC expand its definition of “small firm,” taking into ...

John Deaton criticizes SEC’s retreat in DEBT Box case The legal community, particularly those supporting the pro-XRP stance, has been vocal in their criticism of the SEC’s handling of the case.

Just last week the judge dismissed that case and ordered the SEC to pay DEBT Box $1.8 million in legal fees. "The agency considered its budget and organizational efficiency in deciding to close ...

The anticipated carnage of the SEC basketball schedule is underway after just one week of action. Three teams ranked inside the top 10 of the USA TODAY Coaches Poll already have a loss.

Michael Welsh, a former lead attorney on the Debt Box case, and Joseph Watkins, an investigative attorney whose declaration served as the foundation for the SEC’s case against Debt Box ...

The Securities and Exchange Commission (SEC) has announced the new Small Business Advocate – a role that has been vacant for some time now. The Office of the Advocate for Small Business Capital ...

"should not be construed as offering any views on the underlying merits of the case" against DEBT Box and was focused only on the regulator's misconduct, the judge wrote. The SEC is often accused ...

In fact, said Jason Vinsonhaler of RIA in a Box, there are several things an RIA ... notice about an impending audit is received from the SEC. All RIA firms undergo the agency’s periodic reviews ...