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Thomas was president of Morgan Stanley Investment Management at the time, a job he had held since December 2005. He was also on Morgan Stanley’s global management committee, a role he continued to ...
HONG KONG—Hong Kong’s securities regulator on Wednesday fined and publicly reprimanded an Asian unit of Morgan Stanley for the failure of its internal controls related to trading, among other ...
Hong Kong’s Court of Appeal upheld insider-dealing convictions against former Morgan Stanley managing director Du Jun while reducing his fine and prison term, according to the city’s ...
A Hong Kong court handed down its stiffest-ever term for a case involving insider dealing Friday, sentencing 40-year-old former Morgan Stanley banker Du Jun to seven years in prison and a fine of ...
Don’t bother buying the dip in Hong Kong stocks. That’s the view of Morgan Stanley strategists, who’ve just slashed their 12-month target for the Hang Seng Index by about 10 percent to ...
Hong Kong’s market regulator isn’t investigating Morgan Stanley’s block-trading activities, according to a person familiar with the matter. The Securities and Futures Commission also hasn ...
Morgan Stanley sees Monday’s dive in the Hong Kong stock market as an “opportunity” and recommends investors buy the dip, as China’s economy recovers, relations between Beijing and ...
Hong Kong’s securities regulator fined a Morgan Stanley unit HK$18.5 million ($2.4 million) over internal control failures. The Securities and Futures Commission said in a statement Wednesday ...