Facebook Inc. has hired its first chief compliance officer, as the social media company faces increasing scrutiny from regulators. Henry Moniz, who has been the chief compliance officer and chief ...

Sometimes the legal profession reminds me of the medieval guild system – a profession which is motivated more by self-preservation than change. You can always count on lawyers who cling to an ...

Compensation for chief compliance officers is increasing, as the role becomes more vital to corporations, a new Major, Lindsey and Africa report has found. According to the report, CCOs can earn ...

Compensation for chief compliance officers is increasing, as the role becomes more vital to corporations. But succeeding in the role can be tricky, which makes getting off on the right foot in the ...

Most recently, Mandeep served as the Chief Compliance Officer and Head of Enterprise Risk Management for Novi, which is a part of Facebook. Prior to Novi, where Mandeep is largely credited for ...

TORONTO (Reuters) - TD Bank's chief compliance officer has left the bank, according to a memo sent internally, at a time the Canadian lender faces U.S. regulators and the Justice Department in a ...

Kevin Weil as chief business officer, Scott Schools as chief compliance officer, and Aaron Chatterji as its chief economist. Notably, they haven’t hired a CTO to replace Mira Murati, who ...

A chief compliance officer (CCO) is a member of your firm’s team who can help protect your business from potential legal or regulatory issues. Registered investment advisors must have a CCO ...