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The Financial Conduct Authority (FCA) requires that certain changes in ownership or control of regulated firms be notified in advance. Failing to do so is not just a procedural oversight ...
The Teoh Beng Hock Association for Democratic Advancement has called for all DAP ministers to resign in protest against the Attorney-General’s Chambers’ decision to classify the investigation ...
FCA executive director for supervision, policy, competition, and international, Sarah Pritchard, said: “Streamlining the complaints data reporting process will ease unnecessary burdens on firms ...
The UK Financial Conduct Authority (FCA) has announced it will no longer be issuing and publishing portfolio letters from 30 April. Instead, these will be replaced with a small number of market ...
In an effort to support the safe deployment of AI tools in the financial sector, the U.K.’s Financial Conduct Authority (FCA) has launched a consultation on a proposed AI testing service. On Tuesday, ...
“We can’t have that content popping up 12 hours later,” Lucy Castledine, director of consumer investments at the FCA, told the House of Commons Treasury select committee. “That is the big ...
The U.K.'s Financial Conduct Authority (FCA) is seeking views on intermediaries, staking, lending, borrowing, and decentralised finance (DeFi), in a discussion paper released on Friday.
This content has been selected, created and edited by the Finextra editorial team based upon its relevance and interest to our community. As a new component of the FCA's AI Lab, the service aims ...
It comes after the FCA announced in February it would further delay its decision on portfolio management. “We have decided that it is not the right time to finalise rules on extending SDR to p ...
On 8 May 2025, the United Kingdom Financial Conduct Authority (the FCA) released the findings from its multi-firm review aimed at smaller asset managers and alternatives firms. 1 The review was ...