The Uniform Securities Act helps protect investors from fraud by standardizing state securities laws. Created to ensure ...

Uniform Securities Act Explained . Because not all investments are covered federally and not all investment dealers are registered at the federal level, the SEC cannot protect all investors and ...

The Securities and Exchange Commission’s new Crypto Task Force is paving the way for crypto in 401(k) plans, by issuing ...

Opinion: Morrison Cohen attorneys share key takeaways on the Digital Asset Market Clarity Act of 2025 and how the bipartisan ...

The Securities Act draws a careful line between those retailers who sell on a fixed commission and the selling-group participants who want to go into pool partnerships with the originating ...

Understanding the Securities Exchange Act of 1934 . The SEA regulates trading on the secondary market and major stock exchanges, as well as participants in these markets.