The Financial Conduct Authority (FCA) requires that certain changes in ownership or control of regulated firms be notified in advance. Failing to do so is not just a procedural oversight ...

FCA executive director for supervision, policy, competition, and international, Sarah Pritchard, said: “Streamlining the complaints data reporting process will ease unnecessary burdens on firms ...

But the FCA said it decided to ban her from any regulated financial services roles because she kept the money, despite being told soon after receiving it that it had come from bribes. She was ...

In an effort to support the safe deployment of AI tools in the financial sector, the U.K.’s Financial Conduct Authority (FCA) has launched a consultation on a proposed AI testing service. On Tuesday, ...

The Financial Conduct Authority (FCA) has finalised rules allowing investment funds a greater level of freedom when paying for investment research. Following industry feedback, the regulator extended ...

The UK Financial Conduct Authority (FCA) has announced it will no longer be issuing and publishing portfolio letters from 30 April. Instead, these will be replaced with a small number of market ...

“We can’t have that content popping up 12 hours later,” Lucy Castledine, director of consumer investments at the FCA, told the House of Commons Treasury select committee. “That is the big ...

The U.K.'s Financial Conduct Authority (FCA) is seeking views on intermediaries, staking, lending, borrowing, and decentralised finance (DeFi), in a discussion paper released on Friday.

It comes after the FCA announced in February it would further delay its decision on portfolio management. “We have decided that it is not the right time to finalise rules on extending SDR to p ...

On 8 May 2025, the United Kingdom Financial Conduct Authority (the FCA) released the findings from its multi-firm review aimed at smaller asset managers and alternatives firms. 1 The review was ...