A trio of advisors who managed about $425 million in advisory, brokerage and retirement plan assets at RBC Capital Markets has launched a new independent practice in affiliation with LPL Financial’s ...

Stifel Financial recruited an advisor team that oversaw $2.1 billion in client assets at Oppenheimer & Co., making another ...

Today, Michael Reza Pacha, a wealth management expert and Founder of Index ... But the final investment decisions are always made by humans—a team with backgrounds at Goldman Sachs, BNP ...

LPL Financial LLC has announced that Loomis Wealth Management, led by financial advisors William "Bill" Curtis Loomis, III, CFP®, William Curtis "Curt" Loomis, IV, and Justin K. Hitt, has joined ...

Hitt of Loomis Wealth Management have joined LPL Financial's broker-dealer, Registered Investment Advisor (RIA) and custodial platforms. The team reported serving approximately $180 million in ...

She joins the wealth management team advising families, corporate executives, entrepreneurs, business owners and nonprofit organizations. Monika specializes in providing customized credit ...

B. Riley Financial Inc. is facing more scrutiny from authorities, with the company disclosing that the Financial Industry Regulatory Authority is looking into the firm’s wealth management business.

The firm, with more than 175 clients, offers financial planning, investment management, and tax, estate and retirement planning. The deal will allow OFM Wealth, which has a six-person team ...

RBC Wealth Management has had a big recruiting week, announcing the addition of advisors who managed about $6 billion total in assets at their previous firms.

Highly regarded in the industry, the group was recognized by Forbes as a “Best-in-State Wealth Management Team” in 2023 ... and will report to Michael Outlaw, Head of Enterprise Strategic ...

The team’s approach is comprehensive ... tax-efficient investment portfolios, West Wealth Management tailors each plan to the individual family. “Our plans are unique because every client is unique,” ...