Stifel Hires $1.3 Billion Advisor Team From Raymond James
Stifel Financial recruited a former Raymond James Financial financial advisor team that oversaw $1.35 billion in client ...
The Indiana Lawyer2d
Regulatory panel denies Stifel’s claim against Indy competitor
A financial industry arbitration panel has ordered Stifel, Nicolaus & Co. Inc. to pay $7 million in attorney’s fees to a ...
MarketWatch7d
Stifel ordered to pay one of the largest-ever Finra arbitration fines for allegedly misleading investors
A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading investors by pitching a product as less risky than it actually was ...
Morningstar7d
Stifel ordered to pay $132 million for allegedly misleading investor on risky structured notes
Finra panel says Stifel was 'required to have heightened supervision' of a broker A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly ...